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"Not a Pentest" Notice: Compliance guide for your own infrastructure. Not a substitute for a qualified SOC 2 auditor.
Solutions · SOC 2 Type II

SOC 2 Type II Automation for Self-Hosted Infrastructure

SOC 2 Type II proves your controls worked over an entire audit period — not just on audit day. For self-hosted infrastructure this means 6-12 months of continuous, structured evidence collection. Moltbot automates 6 of 10 Trust Service Criteria out of the box.

Last updated: · Published:
10
Trust Service Criteria
6/10
Automatable with Moltbot
1 Year
Log retention required
Type II
Period-based (not snapshot)

Trust Service Criteria Mapping

CC1Control Environment
Manual

Management commitment, board oversight, organizational structure, competence, accountability.

Security policy documented and approvedRoles and responsibilities definedSecurity training programBackground checks for privileged roles
CC2Communication & Information
Manual

Internal and external communication of security policies and obligations.

Security policy communicated to all staffVendor contracts include security requirementsIncident communication procedures
CC3Risk Assessment
Automated

Risk identification, analysis and response.

Annual risk assessment documentedVulnerability scanning continuousPenetration testing annualRisk register maintained
CC4Monitoring Activities
Automated

Ongoing evaluation of controls effectiveness.

Continuous monitoring via SIEMAlert on control failuresQuarterly control reviewsAnomaly detection active
CC5Control Activities
Automated

Policies and procedures to ensure controls are carried out.

Change management processIncident response proceduresPatch management SLA enforcedAccess review quarterly
CC6Logical & Physical Access
Automated

Restrict access to authorized users.

MFA on all systemsLeast-privilege access enforcementPrivileged access management (PAM)Access deprovisioning < 24h on offboarding
CC7System Operations
Automated

Detect and mitigate software failures and security incidents.

24/7 monitoring and alertingIncident response plan testedBackup and recovery testedCapacity monitoring
CC8Change Management
Automated

Manage system changes to prevent security degradation.

Code review required for all changesStaging environment before productionAutomated security scanning in CI/CDRollback procedures documented
CC9Risk Mitigation
Manual

Identify, select and develop risk mitigation activities.

Business continuity planVendor risk assessmentsInsurance coverage reviewedIncident post-mortems documented
A1Availability
Automated

System available for operation and use as committed.

SLA monitoring (99.9%+)Redundancy and failoverDDoS protectionCapacity planning

Evidence Collection Runbook

# Moltbot SOC 2 evidence collection — automated daily
moltbot audit collect \
  --criteria CC3,CC4,CC5,CC6,CC7,CC8 \
  --output /audit/evidence/$(date +%Y-%m-%d)/ \
  --format structured-json \
  --tamper-hash sha256

# Evidence collected:
# - Access logs: who accessed what, timestamp, action
# - Change logs: all deployments with approver
# - Alert logs: security events and response times  
# - Scan reports: vulnerability findings + remediation dates
# - Backup tests: recovery test results with RTO/RPO
# - Patch compliance: systems × CVE × patch date

# Review evidence dashboard
moltbot audit dashboard --period 2025-01-01/2025-12-31

Frequently Asked Questions

What is the difference between SOC 2 Type I and Type II?

SOC 2 Type I: point-in-time assessment — auditor verifies controls are designed adequately at a specific date. SOC 2 Type II: period-based assessment (typically 6-12 months) — auditor verifies controls operated effectively throughout the entire period. Type II is significantly more valuable for enterprise customers because it proves sustained compliance, not just a snapshot. For self-hosted infrastructure, Type II requires continuous evidence collection throughout the audit period.

Which SOC 2 Trust Service Criteria are mandatory?

Only Security (CC1-CC9) is mandatory. The other four criteria are optional: Availability (A1), Processing Integrity (PI1), Confidentiality (C1), Privacy (P1-P8). Most B2B SaaS companies pursue Security + Availability + Confidentiality. For AI/ML systems handling sensitive data, Privacy criteria are increasingly expected. Choose based on what your customers require.

How does Moltbot help automate SOC 2 compliance?

Moltbot automates evidence collection for 6 of 10 Trust Service Criteria: CC3 (vulnerability scans, risk register), CC4 (SIEM alerts, control failure notifications), CC5 (patch management enforcement, access reviews), CC6 (MFA enforcement, access audit logs), CC7 (incident detection, backup testing), CC8 (CI/CD security scanning). Manual work remains for CC1, CC2, CC9 (governance/organizational) and audit preparation.

What evidence do I need for a SOC 2 Type II audit?

Auditors sample evidence across the audit period. Required evidence typically includes: access control logs (who accessed what, when), change logs (all system changes with approvals), security alert logs (incidents detected and responded to), vulnerability scan reports (showing issues were addressed within SLA), backup test results (proving recovery works), training completion records, vendor assessment records, and incident postmortem documents. Moltbot provides structured, tamper-evident logs for all technical evidence.

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